HIPAA email security requirements: what the rule actually says
HIPAA doesn't ban email. Under the Security Rule you may send ePHI by email if it's adequately protected: control access, protect integrity and guard transmissions. Encryption is addressable: use it, or document why an equivalent measure is reasonable. Warned patients may choose unencrypted email. Email vendors that store ePHI usually need a business associate agreement.
On this page 8 sections
HIPAA doesn't forbid email, and it doesn't name a single email product or setting that makes you compliant. It sets standards for protecting electronic protected health information (ePHI), and you decide how to meet them based on a risk analysis. This guide quotes what the Department of Health and Human Services (HHS) actually says about email, so you can separate the rule from the marketing.
This is general information, not legal advice. How HIPAA applies to your practice depends on your facts, so check your decisions with qualified counsel or a compliance adviser.
Does HIPAA allow you to send patient information by email?
Yes. HIPAA allows email containing patient information, as long as it's adequately protected. HHS states that "the Security Rule does not expressly prohibit the use of email for sending e-PHI" and that it "allows for e-PHI to be sent over an electronic open network as long as it is adequately protected" (HHS FAQ).
The same FAQ says you "must assess its use of open networks, identify the available and appropriate means to protect e-PHI as it is transmitted, select a solution, and document the decision." In plain terms: decide how you protect email, then write that decision down.
The Privacy Rule takes the same line for talking to patients. HHS says providers may communicate with patients by email "provided they apply reasonable safeguards," such as "checking the e-mail address for accuracy before sending" and "limiting the amount or type of information disclosed through the unencrypted e-mail" (HHS FAQ). If a patient emails you first, HHS says you can assume email is acceptable to them unless they've said otherwise.
A few terms used throughout:
- Covered entity: a health plan, a health care clearinghouse, or a health care provider that conducts certain transactions electronically, such as a medical or dental practice that bills insurance.
- Business associate: a person or organization that creates, receives, maintains or transmits protected health information on a covered entity's behalf.
- ePHI: protected health information in electronic form, including in email bodies and attachments.
Which HIPAA Security Rule standards apply to email?
Several Security Rule standards apply to any system that holds or moves ePHI, and email is one of those systems. A standard must always be met. Under each standard sit implementation specifications marked "Required" or "Addressable". Quoted wording below is from the regulation as published by HHS.
| Provision | Type | What the rule says | What it means for email |
|---|---|---|---|
| Risk analysis, 164.308(a)(1)(ii)(A) | Required | Assess risks and vulnerabilities to ePHI | Include phishing, misdirected email and compromised mailboxes in your assessment |
| Protection from malicious software, 164.308(a)(5)(ii)(B) | Addressable | "Procedures for guarding against, detecting, and reporting malicious software" | Malware filtering on inbound mail, attachment controls, a way for staff to report suspect messages |
| Log-in monitoring, 164.308(a)(5)(ii)(C) | Addressable | "Procedures for monitoring log-in attempts and reporting discrepancies" | Sign-in alerts and reviews on mailbox accounts |
| Security incident procedures, 164.308(a)(6) | Required (response and reporting) | Identify, respond to and document security incidents | A written plan for a phished or compromised mailbox |
| Access control, 164.312(a) | Standard; encryption and decryption is Addressable | Allow access only to authorized persons | One account per person, no shared passwords, removing access when staff leave |
| Audit controls, 164.312(b) | Standard | Record and examine activity in systems that contain or use ePHI | Mailbox audit logs and message tracing |
| Person or entity authentication, 164.312(d) | Standard | Verify that a person seeking access "is the one claimed" | Strong sign-in; multi-factor authentication is a common choice, though the current rule doesn't name it |
| Transmission security, 164.312(e) | Standard; integrity controls and encryption are Addressable | Guard against unauthorized access to ePHI "being transmitted over an electronic communications network" | TLS between servers, plus portal or message encryption where your risk analysis calls for it |
HHS's Security Rule summary explains that the rule is "flexible, scalable, and technology neutral". A two-dentist practice and a hospital system meet the same standards in different ways.
Does HIPAA require email encryption?
Encryption is addressable under the current HIPAA Security Rule, which is not the same as optional. HHS says the "addressable" designation "does not mean that an implementation specification is optional." You must adopt it where it's reasonable and appropriate. Where it isn't, you adopt "an alternative measure that achieves the purpose of the standard" and "document why" (HHS summary).
Encryption also matters after something goes wrong. Breach notification applies only to "unsecured" PHI. HHS guidance on rendering PHI unusable says data in motion counts as secured when encryption complies with NIST publications such as SP 800-52 for TLS, and the decryption key hasn't been breached.
Email encryption comes in layers, and they protect different things:
- TLS between servers (STARTTLS) encrypts each hop. It's usually opportunistic, so a message can travel unencrypted if the other server doesn't support it. See STARTTLS explained.
- MTA-STS lets your domain tell sending servers to require TLS when delivering to you. See MTA-STS and TLS-RPT.
- Portal or message encryption protects the content itself, whatever the recipient's server supports.
Our guide to email encryption types for business compares them.
Can patients choose unencrypted email?
Yes. HHS guidance on the right of access says individuals "have a right to receive a copy of their PHI by unencrypted e-mail" if they ask for it that way. You must give "a brief warning" about the risk and confirm they still want it. If the individual "was warned of and accepted the risks", HHS says you aren't responsible for a disclosure while the message is in transit, including breach notification. You still need reasonable safeguards, such as entering the address correctly. A short, plain warning works. Here's an example:
Example: "Regular email isn't encrypted and could be read by others while it travels. Do you still want us to send your records to this address?"
Keep a record of the warning and the patient's answer.
Are your email provider and spam filter business associates?
A vendor that creates, receives, maintains or transmits ePHI for you is generally a business associate. You need a business associate agreement (BAA) with it before ePHI flows through its service. HHS explains on its business associates page that a covered entity must first obtain "satisfactory assurances", in a contract or other written arrangement, that the business associate will appropriately safeguard the information.
There's a narrow exception for "conduits", such as a postal service. HHS's cloud computing guidance says the conduit exception is "limited to transmission-only services" with temporary storage "incident to such transmission". A service that maintains ePHI is a business associate "even if the CSP cannot view the ePHI because it is encrypted."
Apply that to email:
| Service | Typically stores mail? | How to treat it |
|---|---|---|
| Mailbox host (Microsoft 365, Google Workspace, hosted Exchange) | Yes | Business associate; get a BAA |
| Inbound filtering with quarantine or message history | Yes, for a period | Likely business associate; ask before you route patient mail through it |
| Email archiving or backup | Yes | Business associate |
| Secure messaging portal | Yes | Business associate |
The final call depends on what each service does with your mail, so check with your compliance adviser. On our healthcare page we tell practices to ask us about a BAA for their setup before changing any DNS, and we don't claim HIPAA compliance.
What happens if a phished mailbox exposes patient data?
An impermissible use or disclosure, such as an attacker reading a mailbox that holds patient information, is presumed to be a breach unless you can show a low probability that the information was compromised. HHS says you base that on a risk assessment of at least four factors (Breach Notification Rule):
- The nature and extent of the PHI involved, including identifiers and the likelihood of re-identification.
- The unauthorized person who used it or received it.
- Whether the PHI was actually acquired or viewed.
- The extent to which the risk has been mitigated.
If it's a breach of unsecured PHI, the deadlines are fixed:
| Who you notify | When |
|---|---|
| Affected individuals | Without unreasonable delay, no later than 60 days after discovery |
| Prominent media outlets | Same deadline, if more than 500 residents of a state or jurisdiction are affected |
| HHS, 500 or more individuals | Without unreasonable delay, no later than 60 days |
| HHS, fewer than 500 individuals | Annual log, within 60 days after the end of the calendar year |
| Covered entity, when the breach is at a business associate | Without unreasonable delay, no later than 60 days from discovery |
Mailbox takeovers are often found late. Learn the signs an email account is compromised and check for malicious inbox rules and auto-forwarding, which attackers use to copy mail out quietly.
Is the HIPAA Security Rule changing?
A proposed update would tighten the Security Rule, but at the time of writing (October 2026) it isn't final. On December 27, 2024, HHS's Office for Civil Rights issued a Notice of Proposed Rulemaking (NPRM); it was published in the Federal Register on January 6, 2025. The HHS fact sheet lists proposals that would affect email directly:
- Remove the distinction between "required" and "addressable", with limited exceptions.
- "Require encryption of ePHI at rest and in transit, with limited exceptions."
- "Require the use of multi-factor authentication, with limited exceptions."
- Require written documentation of all Security Rule policies, procedures, plans and analyses.
- Require "deploying anti-malware protection".
HHS states that "the current Security Rule remains in effect" while rulemaking continues. The Unified Agenda entry lists the rule as a long-term action, with final action targeted for July 2027. Plan for the current rule, and treat MFA and encryption as sensible steps now rather than waiting.
HIPAA email security checklist for a practice
Use this to organize your work and your documentation. Each item supports a standard; none makes you compliant on its own.
- Add email to your risk analysis. Cover phishing, misdirected messages, compromised mailboxes and vendor access.
- Give everyone their own account and remove access the day someone leaves. See employee offboarding.
- Turn on multi-factor authentication for every mailbox and admin account, and block legacy sign-in methods that skip it.
- Filter inbound mail for malware, phishing and spoofing, and block risky attachment types.
- Decide and document your encryption approach: TLS for every hop, MTA-STS on your domain, and a portal or message encryption for records and results.
- Write a patient email policy, including the warning you give patients who want unencrypted email.
- List every email vendor and confirm a BAA where one is needed.
- Publish SPF, DKIM and DMARC so criminals can't easily send mail as your practice. Start with DMARC from none to reject.
- Train staff on phishing and on checking addresses before sending.
- Prepare a compromised-mailbox plan with the breach assessment steps above. Our email security incident response plan is a starting template.
Next steps
- Check your domain's SPF, DMARC and MTA-STS setup with the free Email Health Check and MTA-STS Checker.
- Ask each email vendor, in writing, whether it will sign a BAA and how long it keeps your mail.
- Review your risk analysis with your compliance adviser, and record your encryption decision.
- If you run a medical or dental practice, our healthcare page explains where inbound filtering fits and what it doesn't do.
See more buying and compliance guides.
Frequently asked questions
Is it a HIPAA violation to send patient information by regular email?
Not automatically. HHS says the Security Rule doesn't expressly prohibit emailing ePHI, and the Privacy Rule lets providers email patients with reasonable safeguards. A violation depends on whether your safeguards were reasonable, for example access controls, a documented decision on encryption, checking addresses and limiting what you send. This is general information, not legal advice.
Can a patient ask a provider to send records by unencrypted email?
Yes. HHS guidance on the right of access says individuals may ask to receive their information by unencrypted email. If the patient was warned of the security risks and still wants it, the provider isn't responsible for breach notification for a disclosure while the message is in transit. Record the warning and the patient's choice.
Is TLS between mail servers enough to count as HIPAA encryption?
It can be part of your answer. HHS breach guidance treats data in motion as secured when encryption complies with NIST guidance such as SP 800-52 for TLS. But ordinary STARTTLS is opportunistic: if the receiving server doesn't support it, mail can travel unencrypted. Many practices use a secure portal or message encryption for sensitive content.
Do HIPAA rules require multi-factor authentication on email accounts?
The current Security Rule doesn't name multi-factor authentication. It requires procedures to verify that a person seeking access to ePHI is the one claimed. The proposed update HHS published in January 2025 would require MFA with limited exceptions, but at the time of writing (October 2026) it isn't final. Most practices turn MFA on anyway.
Does a spam filtering service need a business associate agreement?
Usually, if it handles ePHI. HHS says the conduit exception covers only transmission-only services with temporary storage. A filtering service that keeps quarantined messages or message history maintains that mail, so treat it as a likely business associate and ask your compliance adviser before routing patient email through it.
Sources
- HHS: Does the Security Rule allow for sending electronic PHI (e-PHI) in an email or over the Internet?
- HHS: Does the HIPAA Privacy Rule permit health care providers to use e-mail to discuss health issues and treatment with their patients?
- HHS: Summary of the HIPAA Security Rule
- HHS: HIPAA Administrative Simplification regulation text, 45 CFR Parts 160, 162 and 164 (unofficial combined version, March 2013)
- HHS: Breach Notification Rule
- HHS: Guidance on HIPAA and Cloud Computing
- HHS: HIPAA Security Rule Notice of Proposed Rulemaking fact sheet (December 27, 2024)
- Reginfo.gov: Unified Agenda entry for RIN 0945-AA22, HIPAA Security Rule to Strengthen the Cybersecurity of ePHI
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